Senior Compliance Officer - Regulatory (M/F)

Welcome to the Latest Job Vacancies Site 2025 and at this time we would like to inform you of the Latest Job Vacancies from the UNION BANCAIRE PRIVÉE, UBP SA with the position of Senior Compliance Officer - Regulatory (M/F) - UNION BANCAIRE PRIVÉE, UBP SA which was opened this.

If this job matches your qualifications, please send your application directly through our latest Job site. Indeed, every job is not easy to apply because it must meet several qualifications and requirements that we must meet in accordance with the standard criteria of the Company who are looking for potential candidates to work. Good job information Senior Compliance Officer - Regulatory (M/F) - UNION BANCAIRE PRIVÉE, UBP SA below matches your qualifications. Good Luck: D

Zweigstelle

Luxembourg

Eintrittsdatum

01.09.2025

Arbeitszeiten

100%

Art des Arbeitsvertrags

Permanent

Description

Based in Luxembourg, you will provide support to Union Bancaire Privée (Europe) compliance team by operating in the daily compliance activities for the entity in Luxembourg and its branches in Lisbon and Milan.

Mission

Under the supervision of the Chief Compliance Officer you will be in charge of monitoring all regulatory compliance of Union Bancaire Privée (Europe) with local laws, regulations, ethical standards as well as UBP Group internal procedures and policies.

Main responsibilities

• Act as the primary contact for business units within the regulatory compliance topics and provide expertise and advice to them.
• Coordinate cross-functional initiatives related to regulations typically within the compliance domains, such as MiFID/MiFIR, Sustainability/ESG, Professional ethics, etc.
• Support business units in implementing ad-hoc regulations.
• Contribute to projects as an advisor and formalize opinions if required within the covered scope.
• Ensure continuous legislative and regulatory monitoring.
• Draft and update Compliance framework (policies and procedures) within the covered scope to ensure the banks continuous compliance and oversee their implementation.
• Supervise controls carried out by business units and support functions.
• Evaluate the quality of the control system implemented by business units.
• Identify weaknesses and contribute to defining action plans.
• Respond to specific requests if required.

Personal skills

Strong knowledge of regulations for private banking environment in Luxembourg including MiFID/MiFIR, Sustainability & ESG, Code of conduct & Ethics in banking environment. Strong analytical skills, responsiveness, Client-centric & Solution-driven. Excellent interpersonal abilities to communicate, facing tough situations, with interlocutors at all levels of the hierarchy. Dynamic personality, accustomed to both working in a team and in an independent manner.

Education

• Education: Master Degree
• Certification: Law / Economics / Business Administration
• Technical skills: MiFID/MiFIR; ESG & Sustainability; Code of Ethics.
IT Tools: Advanced user in Microsoft Office and Compliance tools.

Experience

• Years of experience: 3-7 : intermediate
• Experience required: At least 3 years of experience in similar position either in Private Banking, Consultancy or Auditing sector.
Experience in private banking: Mandatory

Language

• French: Fluent
English: Fluent

OTHER

• Swiss resident: N/A

Information :

• Company : UNION BANCAIRE PRIVÉE, UBP SA
• Position : Senior Compliance Officer - Regulatory (M/F)
• Location : Luxembourg
• Country : LU

How to Submit an Application:

After reading and knowing the criteria and minimum requirements for qualifications that have been explained from the Senior Compliance Officer - Regulatory (M/F) job info - UNION BANCAIRE PRIVÉE, UBP SA Luxembourg above, thus jobseekers who feel they have not met the requirements including education, age, etc. and really feel interested in the latest job vacancies Senior Compliance Officer - Regulatory (M/F) job info - UNION BANCAIRE PRIVÉE, UBP SA Luxembourg in 2025-05-02 above, should as soon as possible complete and compile a job application file such as a job application letter, CV or curriculum vitae, FC diploma and transcripts and other supplements as described above, in order to register and take part in the admission selection for new employees in the company referred to, sent via the Next Page link below.